Regulatory · Regtech / KYC / AML · 2024

OCC enforcement action against Axiom Bank for BSA/AML violations

Axiom Bank issued formal enforcement agreement affecting Office of the Comptroller of the Currency on October 17, 2024.

Primary
Axiom Bank
Counterparty
Office of the Comptroller of the Currency
Structure
formal enforcement agreement
Date
October 17, 2024
Sub-sector
Regtech / KYC / AML

OCC cited BSA violations and unsafe banking practices; bank must remediate AML controls within 30 days, relevant to fintech partnerships including challenger bank Majority.

Primary company
Axiom Bank
Amount
Event date
October 17, 2024
Sub-sector
Regtech / KYC / AML
HQ
Structure
formal enforcement agreement
Source published
October 18, 2024
Publisher
American Banker

Source: americanbanker.com